課程資訊
課程名稱
現代化銀行經營、規範及公共政策
MODERN BANKING MANAGEMENT, REGULATION AND PUBLIC POLICY 
開課學期
98-1 
授課對象
管理學院  管理學院企業管理碩士專班(GMBA)  
授課教師
曾國烈 
課號
GMBA7019 
課程識別碼
749EM0320 
班次
 
學分
全/半年
半年 
必/選修
選修 
上課時間
星期三A,B,C(18:25~21:05) 
上課地點
管一203 
備註
本課程以英語授課。Global MBA degree & certificate學生優先。
限本系所學生(含輔系、雙修生)
總人數上限:25人 
Ceiba 課程網頁
http://ceiba.ntu.edu.tw/981modernbanking 
課程簡介影片
 
核心能力關聯
本課程尚未建立核心能力關連
課程大綱
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課程概述

1.WHY ARE BANKS SPECIAL? WHAT DO THEY DO?(THE MEANING OF BANKING;ORGANIZATIONAL STRUCTURES;BANKING STRUCTURES;FINANCIAL CONGLOMERATES;CENTRAL BANKING)
2.DIVERSIFICATION OF BANKING ACTIVITIES(THE EXPANSION OF BANKS INTO NON-BANKING FINANCIAL SERVICES;THE EFFECT OF NON-INTEREST INCOME ON BANKS’TOTAL INCOME;GLOBAL MARKETS AND CENTERS;INTERNATIONAL BANKING;BANKING ISSUES IN THE 21STST CENTURY)
3.MANAGEMENT OF RISKS IN BANKING (KEY FINANCIAL RISKS IN THE 21STST CENTURY;APPROACHES TO THE MANAGEMENT OF FINANCIAL RISKS;FINANCIAL DERIVATIVES AND RISK MANAGEMENT;MANAGEMENT OF MARKET RISK;MANAGEMENT OF CREDIT RISK;RISK MANAGEMENT BY MAJOR GLOBAL BANK)
4.GLOBAL REGULATION OF BANKS(WHY REGULATE?INTERNATIONAL REGULATION;BASEL 2-THE THREE PILLAR APPROACH;ALTERNATIVE OR COMPLEMENTARY APPROACHES TO BASEL;INTERNATIONAL FINANCIAL ARCHITECTURE)
5.BANK STRUCTURE AND REGULATION:UK, USA, JAPAN, EU, TAIWAN
6.BANKS IN MERGING ECONOMIES:(FINANCIAL REPRESSION AND EVOLVING FINANCIAL SYSTEMS; BANKING REFORMS IN RUSSIA, CHINA, AND INDIA;ISLAMIC BANKING;SOVEREIGN AND POLITICAL ANALYSIS)
7.BANK FAILURES AND DEPOSIT INSURANCE(CASE STUDIES ON BANK FAILURE;THE DETERMINANTS OF BANK FAILURE:A QUALITATIVE AND QUANTITATIVE MODELS)
8.FINANCIAL CRISES AND FINANCIAL REFORMS(THE SOUTH EAST ASIAN FINANCIAL CRISIS;THE JAPANESE BANKING CRISIS;SCANDINAVIAN BANKING CRISIS;TAIWAN FINANCIAL DEVELOPMENT AND REFORM:BANKING SECTOR;LTCM;SUBPRIME MORTGAGE CRISIS)
9.COMPETITIVE ISSUES IN BANKING(MEASURING BANK OUTPUT;X-EFFICIENCY, SCALE AND SCOPE ECONOMIES;EMPIRICAL MODELS OF COMPETITION IN BANKING; CONSOLIDATION IN THE BANKING SECTOR)
10.CASE STUDIES (8 RENOWNED CASES)
 

課程目標
THEORY AND PRACTICE OF BANKING , AND ITS PROSPECTS IN THE NEW MILLENNIUM 
課程要求
LECTURE, CASE STUDY, AND CLASS DISCUSSION WILL BE INTERACTED IN THE COURSE. 
預期每週課後學習時數
 
Office Hours
 
指定閱讀
 
參考書目
MODERN BANKING BY SHELAGH HEFFERNAN;CORE PRINCIPLES FOR EFFECTIVE BANKING
SUPERVISION BY BCBS;BANKING LAW AND FINANCIAL HOLDING COMPANY LAW BY FSC,
TAIWAN;DEPOSIT INSURANCE ACT BY CDIC, TAIWAN) 
評量方式
(僅供參考)
   
課程進度
週次
日期
單元主題
Week 1
9/16  Introduction 
Week 2
9/23  Chapter1:What are Banks and What Do They Do? 
Week 3
9/30  Chapter2 Diversification of Banking Activities 
Week 4
10/07  Chapter3:Management of Risks in Banking 
Week 5
10/14  Chapter4:Global Regulation of Banks 
Week 6
10/21  Chapter5:Bank Structure and Regulation:UK、USA、Japan、EU 
Week 7
10/28  Chapter6:Banking in Emerging Economies 
Week 8
11/04  Chapter7:Bank Failure 
Week 9
11/11  Chapter8:Financial Crises 
Week 10
11/18  Chapter9:Competitive Issues in Banking 
Week 11
11/25  Case1:Goldman Sachs、Midterm Presentation(Group2)